Senior Executive Credit (Securities)

Responsibilities:

1. Service Quality

   • Monitor and ensure work carry out and decisions made are within the framework of the approval procedures and meet the turnaround time (TAT).

   • To attend to Dealer(s) (DR) and client’s request on a promptly, accurate and professional manner.

   • Prepare weekly/monthly/quarterly/yearly reporting for regulatory or internal parties.

   • To handle ad-hoc project as assigned relating to unit/department.

2. Credit Evaluation:
   • Perform periodic review on margin accounts & evaluation on single counter/ single client exposure and shares analysis;

   • Evaluate/recommended/approve for Margin Financing Subscriptions & extension of margin call

   • Evaluate/recommended for Institutional Client (New Account & Annual Review).

   • Assess credit searches (CTOS/CCRIS search on clients/ guarantors);

   • Perform credit review on periodical basis and as and when needed as advised by superior.

   • Close monitoring of company, branches, DR’s and non-margin/ margin client’s position/ exposure;

   • To attend and assess to all alert messages prompted by online risk management system;

   • Review on DR’s commission on monthly basis;

   • Review and monitor of daily/weekly/monthly/quarterly reports and ensure that the reports are submitted to relevant party within the determined time frame;

   • Monitor listing of common shareholder for Foreign Share Trade (FST) transaction;

   • Provide operational support to deliver business performance of the company.

3. Undertakes any assignments as and when instructed by the superior and/or the Management.

You are required to adhere to the Company’s Information Technology (“IT”) Policy and Procedure, Bursa Malaysia Berhad IT Security Standard (ITSS) and/ or any other related regulatory requirement pertaining to IT and intellectual property rights.

Requirements

1. Degree in Finance, Accounting, Economics or equivalent.

2. Minimum 1-3 years working experience in financial institution with at least 3 credit assessment or share margin financing.

3. Experience in Regulatory reporting (i.e.: ARMADA, CAR Ratio).

4. Sound knowledge in Credit analysis, financial analysis, Banking or lending and Risk management

5. Ability to interpret financial statement.

6. Ability to work under pressure and meet deadlines

7. Proficient in written & spoken English.

8. Proficient in analytical tools like MS Word, Excel.

If you are interested to apply, please contact the person in charge:

• Christina Susan – christina.agustine@phillipcapital.com.my