Senior Manager, Credit Operations

Job Description

Designation : Senior Manager, Credit Operations

Job Highlights

  • A vibrant, dynamic, friendly and inspiring work environment
  • Employee’s benefits – Annual Leave, Insurance Coverage, Medical
  • Learning Opportunities
  • Good opportunity for career advancement

Job Responsibilities:

  • To support, review and approve the request for trading limits of clients and Dealer Representative’s (”DR”) setting of user limits,
  • Review, propose or approve (where applicable) on the application for a trading facility and matter related to Client’s trading account, checking client KYC
  • Process, verify or approve or obtain approval for request for contract amendment, revision of brokerage, buying in position and error account
  • Daily review and approved client’s request for fund transfer between accounts and to perform the trading limit adjustment
  • To perform trades monitoring and prepare daily reports to Bursa Malaysia
  • Process DBT request and monitor daily force selling, execution of DBT and margin financing facility
  • Monitor and follow-up client’s outstanding losses with DRs;
  • Process the request of withdrawal of the clients/Dealer Representative ’s collateral and to ensure that the necessary limit and the account was satisfactory reviewed and approved.
  • Review and monitor DR’s security deposit meets their trading requirement and according to company’s Policies & Procedures;
  • Prepare and verify monthly DR’s commission report for approval
  • Ensures all margin legal documentations are properly executed by clients and witnessed by DRs;
  • Monitoring of clients’ margin accounts and ensure clients’ margin accounts are well conducted with margin shortfall rectified within the stipulated margin call period.
  • Monitor to ensure force-selling is instituted by DRs to rectify the margin call position within the stipulated time given;
  • To monitor branch single securities exposure and designated securities;
  • To perform periodic review of margin accounts;


  • Bachelor Degree in any related fields with minimum 7 years of experience in Credit Control Department from Stock Broking company or Investment Bank.
  • Team player with excellent interpersonal and networking skill.
  • Strong organisational and time management abilities with excellent administrative
  • Have a great sense of curiosity and willingness to explore new risk areas.
  • Excellent analytical skill and capability to view and relate matters on an overall macro